Training & Compliance Supervisor - #1714076

Chase and Holland


Date: 3 hours ago
City: Manchester
Salary: £50,000 - £60,000 / year
Contract type: Full time
Work schedule: Full day
Chase and Holland
Training & Compliance Supervisor – Remote – £50,000 - £60,000 Chase & Holland are thrilled to be recruiting for a fantastic UK-wide organisation who are looking to recruit a T&C Supervisor. This is an organisation that is proud to deliver financial services to customers. We’re looking for an experienced T&C Supervisor to join on a full-time permanent basis. You will primarily be responsible for facilitating and delivering T&C requirements across the organisation. This is a great time to join as the organisation is going through a period of continued growth. In Return You’ll Receive
  • Flexible benefits to suit your lifestyle including buy and sell holidays
  • Remote working with some travel
  • Car allowance
  • Pension
  • Income protection
  • Life insurance
Training & Compliance Supervisor Responsibilities:
  • Being at the forefront of ensuring that advisers gain and retain competence for the roles they are performing
  • Collation of relevant data, provide sales management with accurate and meaningful data relating to adviser RAG status
  • Facilitating the Inductions for all new Financial Advisers, creating bespoke plans
  • Responsible for meaningful and effective supervision of all red and amber advisors
  • Desk based supervision of green advisers, liaising with sales management and QA team as necessary regarding coaching and development
  • Attending formal training when required and to adhere to internal and regulatory requirements at all times
  • Attending adviser meetings/conferences/team meetings to exchange views on industry and other relevant issues in line with internal procedures
  • Reporting material breaches to the Head of Risk immediately
  • Completion of other reasonable duties, as defined by the Senior Management Team
Required Skills & Experience:
  • Experience within a regulated or financial services environment in particular a training and competency environment.
  • Relevant industry qualifications, at least to QCA Level 4 or equivalent, and including H15/J07
  • Up to date knowledge of various rule books in particular T&C, regulations and codes
  • Good working knowledge of IO and application of extraction of MI required to ascertain KPI data, MI reporting on all advisers
  • Understanding of industry developments
If you are interested in finding out about this exciting Training & Compliance Supervisor opportunity, please click ‘apply now’. Chase & Holland acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. We specialise in finance, supply chain, HR, IT and office support recruitment and comfortably service Yorkshire, Derbyshire, Nottinghamshire, Leicestershire, Staffordshire and Lincolnshire.

How to apply

To apply for this job you need to authorize on our website. If you don't have an account yet, please register.

Post a resume

Similar jobs

Education Recruitment Consultant

Permanent People Rec2Rec,
39 minutes ago
Education Recruitment Consultant Location: Manchester Salary: £28,000 - £40,000 (DOE) + Commission & Benefits *You MUST have experience within an Education Recruitment agency to be considered for this role* Are you an experienced Education Recruitment Consultant looking for your next...

Technical Sales Representative - Lifting by Design

MGF LTD,
39 minutes ago
Role: Technical Sales Representative- Lifting by Design Location: Based at any one of our depots across the UK: Astley, M29 Ashton-in-Makerfield, WN4 Castleford, WF10 Durham, DH7 West Lothian, EH54 Rugeley, WS15 Stanton, IP31 Tring, HP23 Dartford, DA8 Bristol, BS11 Exeter,...

Fire Stopper

Daniel Owen Ltd,
£180 / day
3 hours ago
Fire Stopper Manchester(M2) Temp Monday-Friday £180 Daniel Owen are a recruitment company that specialise in placing people within the maintenance, construction, engineering & rail industries. We are currently working on behalf of a large Fire Prevention contractor. My Client are...
Daniel Owen Ltd