Risk & Compliance Analyst - #1673332
Finitas
Risk & Compliance Analyst | London Market Broker | London/Hybrid | £28 - 40,000 (doe)
Our client, a global London market broker are seeking a diligent and proactive Risk & Compliance Analyst to join their team.
As a key part of the second line of defence, you will work closely with senior team colleagues to provide Risk & Compliance advice, guidance, and support across the Group. In this role, you will play a vital part in maintaining a positive regulatory risk culture and ensure adherence to relevant laws, rules, and standards.
Some responsibilities include but are not limited to:
- Assisting the team in implementing and delivering the Governance and Internal Control and Risk Management Frameworks.
- Supporting the team in Sanctions and Financial Crime screening practices.
- Ensuring compliance with service levels for completing Due Diligence processes
- Staying updated on global regulatory and legal changes and inform team manager of any emerging matters.
- Collaborating with business areas to obtain quarterly Gifts & Hospitality submissions, Conflicts of Interest declarations, and manage complaints effectively.
- Managing the group's risk & compliance mailbox.
- Contributing to compliance, legal, and regulatory projects as assigned.
Experience required:
- Minimum 1 years' experience of working within risk management or compliance.
- Minimum 1 years' experience of working in a regulated industry (insurance is preferred)
- An interest in and basic knowledge of the global regulatory and legal environment, Financial and Economic Sanctions.
- Some knowledge of Data Protection law.
- Proficiency in Microsoft Office, Teams, and SharePoint.
- Strong written and verbal communication skills.
- Proactive, driven, and motivated team player.
- Disciplined and self-motivated to work independently and as part of a team.
Please note that this role is initially 5 days on-site with hybrid flexibility afforded after a successful training period.
They are a collaborative and inspiring team, who are keen to bring in someone who wants to develop their compliance career on a global scale! If you are a detail-oriented and dedicated individual looking to make an impact in the Risk & Compliance field, we would love to hear from you. So, if you have the right experience, please apply now!
Please note only candidates with the right to work in the UK will be considered for this role.
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