Advice Quality Assessor - #1133397

NJR Recruitment Careers

Date: 1 week ago
City: Manchester
Contract type: Full time
Work schedule: Full day
NJR Recruitment Careers
NJR are working with a well-established firm who are currently looking for Advice Quality Assessors to join their team. The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their clients in line with internal policies and FCA requirements. This Individual will add value in helping the company live up to their clients centric values. This Individual will be working in a small team dynamic and is expected to make an impact in the business and compliance in supporting the development of the company

Key Resposponsibilities:

Provide quality assurance over the advice provided by the Company

Conduct suitability assessments across a range of different product types (e.g. Pensions, Investments, High Risk products)

Review and grade the quality of client files across all product areas and provide concise feedback in a timely manner

Support Financial Planners improving the quality of advice and providing assurance to the firm we are best in class

Communicate and/or escalate remedial work to Planners and raise training needs to the T&C Team

Prevent foreseeable harm to clients in line with the requirements of Consumer Duty....

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